With the extensive experience of Kingston Smith Consulting team members, it’s no surprise that we are experts in developing, monitoring and evaluating compliance and risk management systems.

We focus on:

  • achieving compliance
  • monitoring continuing compliance
  • troubleshooting or updating due to regulatory changes
  • evaluating compliance adequacy

This is particularly true when it comes to specific regulatory regimes. In addition to the areas discussed under ‘Core Services’, we are skilled in:

  • FCA regulation – client money audits; FCA approvals; FCA investigations
  • Healthcare – Safeguarding; CQC reports
  • Anti-Money Laundering rules
  • Data Protection and privacy, including the EU Data Protection Directive and global equivalents
  • Bribery Act / Foreign Corrupt Practices Act
  • Sarbanes-Oxley Act
  • Health Insurance Portability and Accountability Act (HIPAA)
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